Nicholas Gyles Edward Chalk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Gyles Edward Chalk ( ), a licensed former licensee with CE reference BNY415. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Logos Technologies (HK) Limited | Rep | Type 9 — Asset management | 2020-04-20 | 2021-04-29 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2019-03-11 | 2020-03-31 |