Jay Shen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jay Shen Lee ( ), a licensed former licensee with CE reference AYH950. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2018-08-08 | 2023-08-20 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-29 | 2014-09-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-10-28 | 2014-09-17 |