Sze Man (SFC:AOR611) Wong
黃思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man (SFC:AOR611) Wong (黃思敏), a licensed former licensee with CE reference AOR611. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2016-08-05 | 2017-06-09 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2016-01-21 | 2016-08-05 |
| Mesirow Financial Hong Kong, Limited |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-12-31 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-04 | 2013-06-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2009-04-24 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-28 | 2010-10-19 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-07-10 | 2010-10-19 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-14 | 2009-04-24 |