Edna Lorraine Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edna Lorraine Tan, a licensed Representative with CE reference AIR089. Currently licensed at 1 firm(s): Morningstar Investment Management Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2017-02-22 | present |
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2015-09-29 | 2017-02-22 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2015-08-17 | 2015-09-29 |
| Standard & Poor's Investment Advisory Services (HK) Limited | RO | Type 4 — Advising on securities | 2010-09-21 | 2014-04-01 |
| Standard & Poor's, LLC | RO | Type 4 — Advising on securities | 2005-02-04 | 2010-10-31 |
| Standard & Poor's, LLC | Rep | Type 4 — Advising on securities | 2003-04-29 | 2005-02-04 |