Standard & Poor's Investment Advisory Services (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Standard & Poor's Investment Advisory Services (HK) Limited, a Hong Kong-based licensed corporation with CE reference AVO897. Current licensed staff on file: 0 (total recorded over time: 23). Earliest licence on file: 2010-09-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-09-21 | 2017-06-27 |
Licensed staff (all-time) (23)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Marc John Anthonisen 安馬克 | RO 4 | 2012-05 | 2017-06 |
| Kenza Alexandra Kobayashi | RO 4 Rep 4 | 2013-12 | 2016-12 |
| Robin Bun Lo 盧斌 | RO 4 | 2010-09 | 2011-11 |
| Alexander Pui Chung Siu 蕭沛聰 | RO 4 | 2011-10 | 2012-05 |
| Benjamin Man-Ben Soong 宋文彬 | RO 4 Rep 4 | 2012-10 | 2016-12 |
| Ceferino Jr. Aguila Sta. Maria | RO 4 | 2012-12 | 2013-05 |
| Edna Lorraine Tan | RO 4 | 2010-09 | 2014-04 |
| Clemens Thym | RO 4 Rep 4 | 2014-07 | 2015-02 |
| Troy Christopher Williams | RO 4 Rep 4 | 2012-11 | 2013-09 |
| Sing Lam John Paul Chan 陳星霖 | Rep 4 | 2013-08 | 2015-02 |
| Ming-Chao Chen 陳明照 | Rep 4 | 2010-09 | 2010-12 |
| Young Suk Cho | Rep 4 | 2012-09 | 2012-10 |
| Shuk Yee Chui 崔淑儀 | Rep 4 | 2010-09 | 2016-12 |
| Chia-Yu Lin 林家宇 | Rep 4 | 2010-09 | 2011-07 |
| Wai Ha Mok 莫惠霞 | Rep 4 | 2011-12 | 2012-10 |
| Chi Kit (SFC:BAS836) Ng 吳志傑 | Rep 4 | 2013-01 | 2014-11 |
| Justin Chun-Hoy Ng 伍志凱 | Rep 4 | 2016-08 | 2016-12 |
| Megan Sara Romeo | Rep 4 | 2013-09 | 2015-06 |
| Geok Lan See 徐玉蘭 | Rep 4 | 2012-12 | 2016-01 |
| Ching Wan Tsang 曾青雲 | Rep 4 | 2010-09 | 2014-08 |
| Raymond Chun Ming Tse 謝俊明 | Rep 4 | 2010-09 | 2013-10 |
| Cheuk Shing Wong 黃焯誠 | Rep 4 | 2010-09 | 2014-11 |
| Sharon Pik Lim Wong | Rep 4 | 2010-09 | 2014-04 |
Showing 1–23 of 23