Raymond Chun Ming Tse
謝俊明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Chun Ming Tse (謝俊明), a licensed former licensee with CE reference ATX774. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Type 4 — Advising on securities | 2010-09-21 | 2013-10-05 |
| Standard & Poor's, LLC | Rep | Type 4 — Advising on securities | 2009-11-11 | 2010-10-31 |