Ming-Chao Chen
陳明照
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Chao Chen (陳明照), a licensed former licensee with CE reference AQX499. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Type 4 — Advising on securities | 2010-09-21 | 2010-12-17 |
| Standard & Poor's, LLC | Rep | Type 4 — Advising on securities | 2009-11-17 | 2010-12-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-23 | 2008-11-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-23 | 2008-11-19 |