Wai Ha Mok
莫惠霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ha Mok (莫惠霞), a licensed former licensee with CE reference AGG001. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Type 4 — Advising on securities | 2011-12-02 | 2012-10-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-06 | 2006-05-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-09-06 | 2006-05-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2004-09-06 | 2006-05-23 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-04 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |