Philip Matthew Gorham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Matthew Gorham ( ), a licensed former licensee with CE reference BQF352. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2021-01-04 | 2023-07-31 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2020-11-10 | 2021-01-04 |