Jia (SFC:BOL365) Sun
孫佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia (SFC:BOL365) Sun (孫佳), a licensed former licensee with CE reference BOL365. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2021-11-23 | 2022-03-02 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-07 | 2021-10-26 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-02 | 2021-10-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2020-05-15 |