Chok Wai Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chok Wai Lee, a licensed Responsible Officer with CE reference BGR491. Currently licensed at 1 firm(s): Morningstar Investment Management Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
RO | Type 4 — Advising on securities | 2024-02-19 | present |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2019-11-07 | 2024-02-19 |
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2015-12-22 | 2018-03-16 |