On Hong Lau
劉安康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Hong Lau (劉安康), a licensed Responsible Officer with CE reference ACO909. Currently licensed at 1 firm(s): Webot Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 60.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Webot Securities Limited |
RO | Type 1 — Dealing in securities | 2025-12-11 | present |
| Webot Securities Limited |
Rep | Type 1 — Dealing in securities | 2025-11-18 | 2025-12-11 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-19 | 2025-10-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-08-19 | 2025-10-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-19 | 2025-10-15 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-11 | 2025-08-19 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-11 | 2025-08-19 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-08-11 | 2025-08-19 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2025-02-13 | 2025-07-19 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2025-02-13 | 2025-07-19 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-31 | 2025-07-19 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-01-31 | 2025-07-19 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-31 | 2025-07-19 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 9 — Asset management | 2024-01-31 | 2025-07-19 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-02 | 2023-03-23 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-02 | 2023-03-23 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2022-11-02 | 2023-03-23 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-10 | 2022-11-02 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-10 | 2022-11-02 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-10 | 2022-11-02 |
| Phoenician Securities Limited 富理基證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-03 | 2022-07-28 |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 — Advising on securities | 2021-11-03 | 2022-07-28 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2021-11-03 | 2022-07-28 |
| Phoenician Securities Limited 富理基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-27 | 2021-11-03 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-27 | 2021-11-03 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 9 — Asset management | 2021-10-27 | 2021-11-03 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-09 | 2021-10-17 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-02 | 2021-10-17 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-10-17 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-02 | 2021-10-17 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-24 | 2021-03-02 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-24 | 2021-03-02 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-24 | 2021-03-02 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-16 | 2020-11-20 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-16 | 2020-11-20 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-16 | 2020-11-20 |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-19 | 2020-11-20 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-02 | 2014-08-31 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-04-02 | 2014-08-31 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2013-04-02 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2013-04-02 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-04-13 | 2013-02-27 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-28 | 2013-02-27 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-21 | 2013-02-27 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-02-04 | 2010-07-08 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-12 | 2009-02-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-31 | 2010-07-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-24 | 2007-01-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-24 | 2007-01-01 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-24 | 2005-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2005-05-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-29 | 2005-05-24 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-29 | 2005-05-24 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-05 | 2005-03-24 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-05 | 2005-03-24 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-07-05 | 2005-03-24 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-06 | 2005-03-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-07 | 2004-07-05 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-07 | 2004-07-05 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-10-07 | 2004-07-05 |