Warren Yui Kai Cheung
張睿佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Yui Kai Cheung (張睿佳), a licensed Responsible Officer with CE reference ACX305. Currently licensed at 2 firm(s): Wilson Securities Limited, Wilson International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-29 | present |
| Wilson International Capital Limited 滙生國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-29 | present |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-22 | 2018-02-09 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-22 | 2018-02-09 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-26 | 2017-08-14 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-25 | 2017-08-14 |
| Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-07-15 | 2016-05-03 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-16 | 2013-12-31 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-06-25 | 2013-12-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-08 | 2011-11-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-11-23 | 2011-04-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-22 | 2011-04-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-11-12 | 2010-03-11 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-26 | 2011-04-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-09 | 2007-10-26 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-29 | 2005-05-09 |
| Hercules Capital Limited 凱利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-18 | 2005-04-25 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 1 — Dealing in securities | present | 2003-04-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 4 — Advising on securities | present | 2003-04-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 9 — Asset management | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 9 — Asset management | present | 2003-04-30 |