Napa Global Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Napa Global Limited ( ), a Hong Kong-based licensed corporation with CE reference AFM626. Current licensed staff on file: 0 (total recorded over time: 3).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-05-04 |
| Type 4 — Advising on securities | present | 2004-05-04 |
| Type 6 — Advising on corporate finance | present | 2004-05-04 |
| Type 9 — Asset management | present | 2004-05-04 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Warren Yui Kai Cheung 張睿佳 | RO 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Vincent Yum 任偉成 | RO 1, 6 | Pre-2003 | 2003-08 |
| Ronald Kwok Chien To 杜國鍵 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
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