Vincent Yum
任偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Yum (任偉成), a licensed former licensee with CE reference ADH871. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-11 | 2004-04-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-11 | 2004-04-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-11 | 2004-04-01 |
| Napa Global Limited |
RO | Type 1 — Dealing in securities | present | 2003-08-20 |
| Napa Global Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-08-20 |