Kai Chung Yim
嚴繼宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chung Yim (嚴繼宗), a licensed Responsible Officer with CE reference AAQ181. Currently licensed at 1 firm(s): Nittan Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-21 | present |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-03 | 2012-05-21 |
| Imperial Dragon Asset Management Limited 中國皇龍資產管理有限公司 |
RO | Type 9 — Asset management | 2010-08-04 | 2011-12-31 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-12 | 2010-05-07 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2007-07-12 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-06-30 |