Kwok Chun Ng
伍國俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chun Ng (伍國俊), a licensed Representative with CE reference ACE525. Currently licensed at 1 firm(s): Gary Cheng Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-08 | present |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-08 | present |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-26 | 2016-10-21 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-10 | 2014-09-23 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-10 | 2008-04-05 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-05 | 2007-01-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-12 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2003-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-12 |