Cheuk Ming (SFC:AAD864) Lee
李卓明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Ming (SFC:AAD864) Lee (李卓明), a licensed former licensee with CE reference AAD864. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-06 | 2012-04-19 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2006-11-18 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-20 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-12 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-12 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-12 |