Kwok Hing Securities Limited

國興証券有限公司

CE No. ACS441 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hing Securities Limited (國興証券有限公司), a Hong Kong-based licensed corporation with CE reference ACS441. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 14).

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Registered address

Room 702 Far East Consortium Building, 121 Des Voeux Road Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	2004-07-21
Type 6 — Advising on corporate finance	present	2004-07-21
Type 9 — Asset management	present	2004-07-21

Licensed staff (all-time) (14)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Kwok Tim Chan 陳國添	RO 1, 4, 6, 9	Pre-2003	2021-07
Siu Ha Tse 謝筱霞	RO 1, 4, 6, 9	Pre-2003	Present
Hiu Ming Yeung 楊曉明	RO 1 Rep 1	2009-09	Present
Lai Ping Chui 崔麗萍	Rep 1	2009-06	2009-12
Philip Chi Wah Chui 崔志華	Rep 1	2008-02	2024-11
Chat Chun Foo 符策晉	Rep 1	2003-12	2011-12
Ka Luk Lau 劉家祿	Rep 1, 4, 6, 9	Pre-2003	2025-08
Cheuk Ming (SFC:AAD864) Lee 李卓明	Rep 1, 4, 6, 9	Pre-2003	2012-04
Kwok Wing (SFC:AFL672) Lee 李國榮	Rep 1	2009-05	2024-11
Ka Yin (SFC:ACQ226) Ng 吳家燕	Rep 1	2017-10	2024-11
Sandy Tai Shun Tse 謝戴順	Rep 1, 4, 6, 9	Pre-2003	2025-10
King Chung (SFC:AGN969) Wong 王競鍾	Rep 1	2012-06	2016-03
Vega Chi Kau Wong 王志球	Rep 1	2008-02	2017-02
Raymond Kar Kam Yam 任家鑫	Rep 1	2008-03	2011-07