Sandy Tai Shun Tse
謝戴順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Tai Shun Tse (謝戴順), a licensed former licensee with CE reference ADN355. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2025-10-01 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |