King Lok Chan
陳敬樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Lok Chan (陳敬樂), a licensed Representative with CE reference AQO310. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-08 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-08 | present |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-04 | 2023-10-24 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-14 | 2023-10-24 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-24 | 2022-11-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-12 | 2019-07-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-14 | 2019-07-05 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-18 | 2015-12-30 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-07 | 2010-05-08 |