Sze Ho Chan
陳思浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ho Chan (陳思浩), a licensed Responsible Officer with CE reference AWZ026. Currently licensed at 2 firm(s): I Win Securities Limited, I Win Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-11 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-04 | present |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-08 | 2022-03-11 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-03 | 2020-07-28 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-03 | 2020-07-28 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-03 | 2020-07-28 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-03 | 2020-07-28 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-03 | 2020-07-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-15 | 2017-07-27 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-27 | 2017-07-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-11 | 2011-06-21 |