Chih-Wen Hsu
徐志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih-Wen Hsu (徐志文), a licensed former licensee with CE reference ARE818. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-12 | 2009-09-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-03-12 | 2009-09-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2008-07-14 | 2011-08-01 |