Pak Fu Lim
林柏富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Fu Lim (林柏富), a licensed Responsible Officer with CE reference AAV508. Currently licensed at 1 firm(s): MicroBit Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 53.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-18 | present |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-10-04 | present |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 9 — Asset management | 2024-10-04 | present |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-10 | 2024-08-16 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2024-04-10 | 2024-08-16 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-10 | 2024-08-16 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-16 | 2023-10-31 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-16 | 2023-10-31 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 9 — Asset management | 2022-05-16 | 2023-10-31 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-08 | 2022-05-16 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-08 | 2022-05-16 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
Rep | Type 9 — Asset management | 2022-04-08 | 2022-05-16 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-16 | 2022-02-28 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-16 | 2022-02-28 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2019-05-16 | 2022-02-28 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-13 | 2019-05-16 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-13 | 2019-05-16 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-13 | 2019-05-16 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-10 | 2019-02-07 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 4 — Advising on securities | 2017-10-10 | 2019-02-07 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 9 — Asset management | 2017-10-10 | 2019-02-07 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2017-10-10 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-24 | 2017-10-10 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2017-10-10 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-14 | 2017-07-03 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-06-14 | 2017-07-03 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 — Asset management | 2016-06-14 | 2017-07-03 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-05 | 2016-04-27 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-05 | 2016-04-27 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-02-05 | 2016-04-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 — Asset management | 2014-04-22 | 2015-12-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-22 | 2015-12-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-10-22 | 2015-12-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2013-10-22 | 2015-12-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-10 | 2013-10-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-10 | 2013-10-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-09-10 | 2014-04-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-09-10 | 2013-10-22 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-20 | 2013-08-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-09-06 | 2013-08-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2010-09-06 | 2013-08-14 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-12 | 2010-09-06 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-08-12 | 2010-09-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-01-16 | 2010-07-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 — Asset management | 2007-01-16 | 2010-07-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-13 | 2010-07-31 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-08 | 2005-05-09 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-10-08 | 2005-05-09 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 9 — Asset management | 2004-10-08 | 2005-05-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |