Ming Jen Ku
顧鳴人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Jen Ku (顧鳴人), a licensed Representative with CE reference BQO818. Currently licensed at 2 firm(s): Yuanta Securities (Hong Kong) Company Limited, Yuanta Asia Investment (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-12-05 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-08 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 — Asset management | 2021-04-29 | 2021-10-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-04-07 | 2021-04-29 |