Tze Fung Yeung
楊子峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Fung Yeung (楊子峰), a licensed Responsible Officer with CE reference ACS539. Currently licensed at 3 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited, Guotai Junan FX Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 5 — Advising on futures contracts. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-05-25 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-22 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-22 | present |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-10-21 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-17 | 2012-05-22 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-19 | 2012-05-22 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-18 | 2010-01-09 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-28 | 2009-11-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-10-28 | 2009-11-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-10-28 | 2009-11-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2009-10-28 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-08 | 2009-10-28 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-10-08 | 2009-10-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2008-07-14 | 2009-09-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-26 | 2009-09-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-07-20 | 2009-09-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-07-20 | 2009-09-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-11 | 2006-07-20 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2004-03-13 | 2006-03-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-03-20 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-08-08 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-02 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 9 — Asset management | present | 2003-08-08 |