Guotai Junan FX Limited
國泰君安外匯有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan FX Limited (國泰君安外匯有限公司), a Hong Kong-based licensed corporation with CE reference AUZ981. Currently licensed for regulated activity type(s) 3 — Leveraged foreign exchange trading. Current licensed staff on file: 52 (total recorded over time: 107). Earliest licence on file: 2010-10-21.
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 3 — Leveraged foreign exchange trading | 2010-10-21 | present |
Licensed staff (all-time) (107)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Wah Chan 陳家驊 | RO 3 | 2010-10 | 2020-10 |
| Chun Lap Chang 張駿立 | RO 3 | 2010-10 | 2014-06 |
| Hau Yi Sin 冼巧兒 | RO 3 Rep 3 | 2010-11 | 2024-08 |
| Wai Kwong Tsoi 蔡偉光 | RO 3 Rep 3 | 2011-03 | Present |
| Chung Mun Wong 黃仲文 | RO 3 Rep 3 | 2018-09 | 2023-05 |
| Tze Fung Yeung 楊子峰 | RO 3 | 2010-10 | Present |
| Tik Sun Au 區廸新 | Rep 3 | 2023-11 | Present |
| Andrew Wai Cheong Chan 陳偉昌 | Rep 3 | 2012-07 | 2017-08 |
| Calvin Tak Man Chan 陳德文 | Rep 3 | 2012-10 | Present |
| Man Tik Chan 陳文迪 | Rep 3 | 2013-08 | Present |
| Shek Chuen Chan 陳錫泉 | Rep 3 | 2011-07 | 2013-12 |
| Shu Pei Chang 張書沛 | Rep 3 | 2021-11 | 2025-01 |
| Sida (SFC:APQ831) Chen 陳斯达 | Rep 3 | 2021-09 | Present |
| Yingying (SFC:AOJ051) Chen 陳盈盈 | Rep 3 | 2011-09 | Present |
| Kwok Ming Cheng 鄭國明 | Rep 3 | 2021-09 | Present |
| Pui Ming Cheng 鄭沛銘 | Rep 3 | 2018-05 | 2022-08 |
| Yau Shing Cheng 鄭有成 | Rep 3 | 2012-07 | 2012-09 |
| Chi Hang Cheung 張智恒 | Rep 3 | 2021-03 | Present |
| Chung Him Chi 池仲謙 | Rep 3 | 2015-06 | Present |
| Andy Man Ho Chiu 趙文豪 | Rep 3 | 2011-03 | 2011-06 |
| Chun Yin (SFC:BIV568) Chow 周晉賢 | Rep 3 | 2020-05 | 2024-09 |
| Yin Man Chu 朱賢文 | Rep 3 | 2021-06 | Present |
| Wai Fong Chui 徐惠芳 | Rep 3 | 2011-10 | 2022-08 |
| Chi Wai Fan 樊志煒 | Rep 3 | 2012-11 | 2020-06 |
| Ka Chai Fong 方家齊 | Rep 3 | 2021-08 | 2024-05 |
| Chun Yu Fung 馮震宇 | Rep 3 | 2012-04 | 2019-01 |
| Leut Ming Gung 龔律名 | Rep 3 | 2016-08 | 2020-09 |
| Lok Fai Ho 何樂輝 | Rep 3 | 2025-03 | Present |
| Kin Chung Hon 韓建中 | Rep 3 | 2011-03 | Present |
| Yiyun Huang 黃弋芸 | Rep 3 | 2019-12 | 2022-05 |
| King Lung Hui 許經隆 | Rep 3 | 2021-09 | Present |
| Rainky Ming Xi Hung 洪銘鍶 | Rep 3 | 2021-09 | Present |
| Hao (SFC:AXK462) Jiang 姜昊 | Rep 3 | 2011-06 | 2015-06 |
| Pinky Lai Ping Kan 簡麗萍 | Rep 3 | 2013-06 | Present |
| Sui Ho Ko 高瑞豪 | Rep 3 | 2023-11 | 2024-05 |
| David Ho Hung Kwok 郭可雄 | Rep 3 | 2021-07 | 2026-04 |
| Keung Kwok 郭強 | Rep 3 | 2021-02 | 2022-10 |
| Lap Wa Kwok 郭立華 | Rep 3 | 2018-10 | Present |
| Pui Chuen Kwong 鄺霈銓 | Rep 3 | 2018-07 | Present |
| Billy Yee Piu Lai 黎以標 | Rep 3 | 2020-11 | Present |
| Kai Hung Lai 黎啟雄 | Rep 3 | 2011-03 | 2021-10 |
| Shu Hon Lam 林書瀚 | Rep 3 | 2020-06 | Present |
| Tat Hung Lam 林達鴻 | Rep 3 | 2011-06 | Present |
| Tat Shing Lam 林達誠 | Rep 3 | 2021-09 | Present |
| Hiu Wai (SFC:AOD527) Lau 劉曉蕙 | Rep 3 | 2017-06 | 2017-12 |
| Ka Fung Adrian Lau 劉家灃 | Rep 3 | 2012-04 | 2014-12 |
| Karen Kin Kwan Lau 劉建軍 | Rep 3 | 2013-01 | 2018-05 |
| Mei Lau 劉薇 | Rep 3 | 2012-07 | Present |
| Muk Hoi Lau 柳木海 | Rep 3 | 2021-12 | 2024-01 |
| Nga Yeung Lau 劉雅揚 | Rep 3 | 2020-12 | Present |
| Shing Fung Lau 劉盛豐 | Rep 3 | 2019-08 | 2021-08 |
| Tsz Hung Lau 劉子雄 | Rep 3 | 2020-12 | 2021-01 |
| Chi Yuen (SFC:ARI745) Law 羅智元 | Rep 3 | 2010-11 | 2012-04 |
| Barry Chan Pong Lee 李燦邦 | Rep 3 | 2012-07 | 2013-04 |
| Benedict Chun Yin Lee 李俊賢 | Rep 3 | 2011-03 | Present |
| Chun Lee 李駿 | Rep 3 | 2019-10 | 2024-07 |
| Shu Fan Lee 李樹勳 | Rep 3 | 2017-01 | 2017-09 |
| Wang Sun Lee 李宏燊 | Rep 3 | 2021-09 | Present |
| Alexander Leung 梁皓鈞 | Rep 3 | 2015-10 | 2017-11 |
| Chu Leung 梁柱 | Rep 3 | 2025-02 | Present |
| Pak Kin Leung 梁栢堅 | Rep 3 | 2016-03 | 2016-06 |
| Ming (SFC:BAV336) Li 李明 | Rep 3 | 2022-08 | 2024-09 |
| Sze Hang Li 李思行 | Rep 3 | 2021-09 | Present |
| Xinxin Li 李辛辛 | Rep 3 | 2022-02 | Present |
| Junzhi Liu 劉俊志 | Rep 3 | 2022-12 | Present |
| Wai Lun Lo 盧煒綸 | Rep 3 | 2013-11 | 2016-05 |
| Simon Wing Chung Lou 羅永頌 | Rep 3 | 2021-09 | Present |
| Lu Lu 呂露 | Rep 3 | 2011-07 | Present |
| Hung Kik Lui 呂鴻極 | Rep 3 | 2021-08 | Present |
| Weicheng Luo 羅偉成 | Rep 3 | 2012-12 | 2020-07 |
| Kei Chi Ng 吳琦熾 | Rep 3 | 2011-03 | Present |
| Man Hin (SFC:BSJ291) Ng 伍文軒 | Rep 3 | 2022-08 | 2024-02 |
| Suet Man Ng 吳雪雯 | Rep 3 | 2011-03 | 2020-08 |
| Zhiting Peng 彭志婷 | Rep 3 | 2017-07 | 2020-07 |
| Christine Pritchard 袁梦 | Rep 3 | 2014-04 | Present |
| Kit Long See 施杰郎 | Rep 3 | 2022-06 | Present |
| Ka Kit Suen 孫家傑 | Rep 3 | 2021-03 | Present |
| Ming Kong Tai 戴銘光 | Rep 3 | 2012-11 | Present |
| Denise Yuk Yin Tam 譚玉燕 | Rep 3 | 2020-06 | Present |
| Kelly Kai Yi Tam 譚啟兒 | Rep 3 | 2020-12 | 2024-11 |
| Jack Tang 鄧智盈 | Rep 3 | 2014-09 | 2017-07 |
| Kelvin Chi Wai Tang 鄧志偉 | Rep 3 | 2015-04 | Present |
| Yu Fai To 杜宇輝 | Rep 3 | 2021-09 | Present |
| Kwong Sun Patrick Tsang 曾廣新 | Rep 3 | 2017-04 | 2017-10 |
| Shing Chi Tse 謝承志 | Rep 3 | 2012-11 | 2012-11 |
| Yuk Ming Tsui 徐鈺明 | Rep 3 | 2014-12 | 2019-06 |
| Corona Wing Fong Tung 董詠芳 | Rep 3 | 2021-09 | Present |
| Chun Man Wan 尹俊文 | Rep 3 | 2013-08 | 2017-06 |
| Tsz Fung Wan 溫子鋒 | Rep 3 | 2010-11 | 2011-03 |
| Gang (SFC:AGN326) Wang 王剛 | Rep 3 | 2011-08 | Present |
| Hongrui Wang 王泓睿 | Rep 3 | 2016-12 | 2017-06 |
| Juejun Wang 王珏珺 | Rep 3 | 2014-09 | 2017-03 |
| Junhong Wang 汪俊紅 | Rep 3 | 2013-07 | 2014-01 |
| Bryan Pui Yuen Wong 黃沛源 | Rep 3 | 2012-10 | Present |
| Long Chun Wong 黃朗晉 | Rep 3 | 2017-10 | 2023-05 |
| Siu Ming (SFC:BGB205) Wong 黃紹銘 | Rep 3 | 2020-12 | 2024-04 |
| Hongjian Wu 吳洪健 | Rep 3 | 2011-10 | Present |
| Qiong (SFC:AOE681) Wu 吳穹 | Rep 3 | 2011-09 | Present |
| Ka Ho Yan 甄嘉豪 | Rep 3 | 2015-08 | Present |
| Ching Chuen Yeung 楊清銓 | Rep 3 | 2026-04 | Present |
Showing 1–100 of 107
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