Bryan Pui Yuen Wong

黃沛源
CE No. AOH949 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bryan Pui Yuen Wong (黃沛源), a licensed Representative with CE reference AOH949. Currently licensed at 3 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited, Guotai Junan FX Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-10-15 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-10-15 present
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2012-10-15 present
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-06-26 2012-09-29
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-06-26 2012-09-29
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2012-06-26 2012-09-29
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 — Dealing in securities 2009-02-23 2012-09-29
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2009-02-23 2012-09-29
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2009-02-23 2012-09-29
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2007-04-30 2009-02-07
CES Forex (HK) Limited
光證外匯(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2007-02-27 2009-02-07
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2006-12-19 2009-02-07

Related