Yiyun Huang

黃弋芸
CE No. BOX071 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyun Huang (黃弋芸), a licensed Responsible Officer with CE reference BOX071. Currently licensed at 1 firm(s): Hong Kong Main Fund Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Hong Kong Main Fund Securities Limited
香港萬峰證券有限公司
RO Type 4 — Advising on securities 2025-05-29 present
Hong Kong Main Fund Securities Limited
香港萬峰證券有限公司
RO Type 9 — Asset management 2025-05-29 present
Hong Kong Main Fund Securities Limited
香港萬峰證券有限公司
RO Type 1 — Dealing in securities 2024-08-27 present
Hong Kong Main Fund Securities Limited
香港萬峰證券有限公司
Rep Type 1 — Dealing in securities 2024-07-31 2024-08-27
Senchi Morgan Capital Market Limited
盛世摩根證券有限公司
RO Type 1 — Dealing in securities 2023-11-13 2024-02-22
Senchi Morgan Capital Market Limited
盛世摩根證券有限公司
Rep Type 1 — Dealing in securities 2023-03-17 2023-11-13
Senchi Morgan Assets Management Limited
盛世摩根資產管理有限公司
Rep Type 4 — Advising on securities 2023-03-17 2024-02-22
Senchi Morgan Assets Management Limited
盛世摩根資產管理有限公司
Rep Type 9 — Asset management 2023-03-17 2024-02-22
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
Rep Type 4 — Advising on securities 2022-05-23 2022-12-09
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
Rep Type 9 — Asset management 2022-05-23 2022-12-09
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
Rep Type 1 — Dealing in securities 2022-05-16 2022-12-09
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2019-12-10 2022-05-03
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2019-12-10 2022-05-03
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2019-12-10 2022-05-03

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