Lok Fai Ho
何樂輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Fai Ho (何樂輝), a licensed Representative with CE reference BTC780. Currently licensed at 3 firm(s): Guotai Junan FX Limited, Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2025-03-05 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-13 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-09-13 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-24 | 2024-08-26 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-24 | 2024-08-26 |