Chung Him Chi
池仲謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Him Chi (池仲謙), a licensed Representative with CE reference ARO768. Currently licensed at 3 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited, Guotai Junan FX Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-03-21 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-25 | present |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-25 | present |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-06-25 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-01 | 2015-02-06 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-24 | 2015-02-06 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-01-29 | 2015-02-06 |
| Progress Markets Limited 歐鑫匯國際金融投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-30 | 2009-08-31 |