Chi Yuen (SFC:ARI745) Law
羅智元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen (SFC:ARI745) Law (羅智元), a licensed former licensee with CE reference ARI745. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-11 | 2012-04-08 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-15 | 2011-06-09 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2010-04-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-15 | 2010-04-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-16 | 2010-04-29 |