Junhong Wang

汪俊紅
CE No. BBL215 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junhong Wang (汪俊紅), a licensed Responsible Officer with CE reference BBL215. Currently licensed at 2 firm(s): Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Assets (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
RO Type 4 — Advising on securities 2024-07-19 present
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
RO Type 1 — Dealing in securities 2024-04-16 present
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
RO Type 4 — Advising on securities 2024-04-16 present
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
RO Type 9 — Asset management 2023-12-05 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2013-07-30 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-07-30 2014-01-21
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2013-07-30 2014-01-21
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 — Advising on securities 2013-07-30 2024-07-19

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