Ka Fung Adrian Lau
劉家灃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fung Adrian Lau (劉家灃), a licensed Responsible Officer with CE reference AXU722. Currently licensed at 1 firm(s): Perpetuum Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-21 | present |
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
RO | Type 9 — Asset management | 2022-09-21 | present |
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-22 | 2022-09-21 |
| Perpetuum Wealth Management Limited 長期財富管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-22 | 2022-09-21 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2020-06-23 | 2022-08-19 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 — Asset management | 2020-06-23 | 2022-08-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-12 | 2020-06-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-12 | 2020-06-05 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2017-12-09 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-31 | 2017-12-09 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 9 — Asset management | 2017-05-31 | 2017-12-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-19 | 2017-05-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-19 | 2017-05-20 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-04-19 | 2014-12-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-04 | 2014-12-17 |