Kwok Ming Cheng

鄭國明
CE No. BBK183 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Cheng (鄭國明), a licensed Representative with CE reference BBK183. Currently licensed at 3 firm(s): Guotai Junan FX Limited, Guotai Junan Securities (Hong Kong) Limited, Guotai Junan Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan FX Limited
國泰君安外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2021-09-09 present
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2016-10-05 present
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2016-10-05 present
Zhongtai International Securities Limited
中泰國際證券有限公司
Rep Type 1 — Dealing in securities 2014-10-28 2016-09-26
Zhongtai International Futures Limited
中泰國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-10-28 2016-09-26
Chong Hing Commodities And Futures Limited
創興商品期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-05-02 2014-10-15
Chong Hing Securities Limited
創興證券有限公司
Rep Type 1 — Dealing in securities 2013-06-10 2014-10-15

Related