Chung Mun Wong
黃仲文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Mun Wong (黃仲文), a licensed former licensee with CE reference AAA153. Total licence records on file: 45.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-24 | 2026-03-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-04-24 | 2026-03-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2024-04-24 | 2026-03-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-09 | 2024-04-24 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-04-09 | 2024-04-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-09 | 2024-04-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-04-09 | 2023-05-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-05 | 2018-09-05 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-05 | 2018-09-05 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-09-05 | 2018-09-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-05 | 2018-09-05 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-09-05 | 2018-09-05 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-09-05 | 2018-09-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-05 | 2023-05-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-09-05 | 2023-05-24 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-09-05 | 2023-05-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-09-05 | 2023-05-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-09-05 | 2023-05-24 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-09-05 | 2023-05-24 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-09 | 2016-12-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-09-09 | 2016-12-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-02-25 | 2015-07-02 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2008-07-03 | 2014-12-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-06 | 2016-12-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-10-06 | 2016-12-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-11-17 | 2011-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2004-11-03 | 2016-12-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-03 | 2016-12-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-02-03 | 2011-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-02 | 2004-02-03 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-02 | 2004-02-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-09-30 | 2003-12-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-22 |
| iBest Securities Company Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-26 |
| iBest Securities Company Limited | Rep | Type 4 — Advising on securities | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-26 |
| iBest Securities Company Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-26 |
| iBest Securities Company Limited | Rep | Type 9 — Asset management | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-12-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-12-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-08-26 |