Yau Shing Cheng
鄭有成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Shing Cheng (鄭有成), a licensed former licensee with CE reference AUD507. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-27 | 2014-01-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-26 | 2012-09-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-26 | 2012-09-17 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-26 | 2012-09-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2012-07-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-29 | 2012-07-19 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-29 | 2012-07-19 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-05 | 2010-11-05 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-17 | 2010-11-05 |