Wai Kit (SFC:AUB414) Chan
陳偉杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit (SFC:AUB414) Chan (陳偉杰), a licensed former licensee with CE reference AUB414. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-10-03 | 2018-08-31 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-01-28 | 2011-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-13 | 2011-01-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-13 | 2011-01-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-05-13 | 2011-01-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-04 | 2010-03-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-03 | 2010-03-03 |