Huakai Yan
嚴華凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huakai Yan (嚴華凱), a licensed Representative with CE reference BWY639. Currently licensed at 2 firm(s): Open Securities Limited, Open Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-28 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-28 | present |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-28 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2025-11-28 | present |