Raymond Teh Sen Wu
吳德生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Teh Sen Wu (吳德生), a licensed former licensee with CE reference AOL264. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-07 | 2024-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-12 | 2024-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-03-12 | 2024-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-10 | 2013-03-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-10 | 2013-03-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-10 | 2024-05-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-29 | 2012-12-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-18 | 2012-12-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-18 | 2012-12-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-08-09 | 2011-07-15 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-29 | 2011-07-15 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2010-06-29 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-17 | 2010-08-09 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-14 | 2010-06-11 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-10 | 2010-06-11 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-09 | 2009-01-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2008-01-10 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-20 | 2008-01-10 |