Penny Tik Ho Cheung
張迪豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Penny Tik Ho Cheung (張迪豪), a licensed Responsible Officer with CE reference AOM599. Currently licensed at 2 firm(s): Open Securities Limited, Open Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-08 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-05-08 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-08 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2025-05-08 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2025-05-08 | present |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-16 | 2025-03-14 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-16 | 2025-03-14 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-16 | 2025-03-14 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-23 | 2024-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-23 | 2024-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 9 — Asset management | 2021-11-23 | 2024-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-26 | 2021-11-23 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-07 | 2021-11-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-24 | 2014-09-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-31 | 2014-09-27 |