Ka Sing Ngan
顏嘉昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sing Ngan (顏嘉昇), a licensed former licensee with CE reference AUM483. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-02-10 | 2023-08-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-19 | 2023-08-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-19 | 2023-08-31 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-19 | 2023-08-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2021-01-19 | 2023-08-31 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-04 | 2020-10-16 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-04 | 2020-10-16 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-04 | 2020-10-16 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-04 | 2020-10-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-15 | 2017-06-25 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-06-07 | 2017-06-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-04 | 2017-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2017-06-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2011-07-06 |