Yung-Ping Shih
石永平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung-Ping Shih (石永平), a licensed former licensee with CE reference AXG994. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-21 | 2012-12-17 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2012-06-21 | 2012-12-17 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-14 | 2012-06-21 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2012-06-14 | 2012-06-21 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-07-20 | 2012-03-27 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-07-20 | 2012-03-27 |