Shao Hsuan Huang
黃劭萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Hsuan Huang (黃劭萱), a licensed former licensee with CE reference AWY449. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-09 | 2023-04-18 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-09 | 2023-04-18 |
| Delta Fund Management Company Limited 滙達基金管理有限公司 |
RO | Type 9 — Asset management | 2023-03-09 | 2023-04-18 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 9 — Asset management | 2017-05-08 | 2019-06-21 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2019-06-21 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-24 | 2019-06-21 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2015-09-23 | 2016-07-31 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2015-09-14 | 2015-09-23 |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-27 | 2015-06-09 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2014-05-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2014-05-16 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2012-12-14 | 2014-05-16 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2014-05-16 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-03 | 2012-12-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-18 | 2012-09-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-09 | 2012-09-25 |