Kim Man Li
李劍文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Man Li (李劍文), a licensed Responsible Officer with CE reference AEU947. Currently licensed at 1 firm(s): Fortune Max International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Max International Asset Management Limited 佳鑫國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-24 | present |
| Fortune Max International Asset Management Limited 佳鑫國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-24 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-12 | 2023-10-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-18 | 2023-10-12 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-18 | 2023-10-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2022-01-18 | 2023-10-12 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-25 | 2022-01-18 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-25 | 2022-01-18 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-25 | 2022-01-18 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-14 | 2021-10-31 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2020-07-14 | 2021-10-31 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-08 | 2019-10-30 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 4 — Advising on securities | 2018-10-08 | 2019-10-30 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 9 — Asset management | 2018-10-08 | 2019-10-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | 2018-06-15 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-28 | 2018-06-15 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-17 | 2016-09-28 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-17 | 2016-09-28 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-23 | 2016-05-30 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-23 | 2016-05-30 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-23 | 2016-05-30 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-19 | 2015-11-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-19 | 2015-11-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-19 | 2015-11-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-30 | 2015-11-16 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-06-30 | 2015-11-16 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-30 | 2015-11-16 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2015-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-12 | 2015-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-12 | 2015-06-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-15 | 2015-04-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-15 | 2015-04-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2011-11-15 | 2015-04-24 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2010-08-19 | 2011-07-15 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2010-08-19 | 2011-07-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 4 — Advising on securities | 2009-06-16 | 2010-05-13 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 9 — Asset management | 2009-06-16 | 2010-05-13 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-18 | 2008-02-29 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-05-12 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2006-05-12 |