Agatha Pui Shan Ng
伍佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agatha Pui Shan Ng (伍佩珊), a licensed former licensee with CE reference AJG495. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-15 | 2023-05-05 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2017-12-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-17 | 2015-04-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2013-03-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-29 | 2010-07-16 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2004-06-05 | 2005-01-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-11 | 2005-12-31 |