Jingchen Tang

唐靜琛
CE No. AZX116 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingchen Tang (唐靜琛), a licensed Responsible Officer with CE reference AZX116. Currently licensed at 3 firm(s): CITIC CFI Asset Management Company Limited, CITIC Futures International Company Limited, CITIC CFI Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
CITIC CFI Asset Management Company Limited
中信信期國際資產管理有限公司
RO Type 9 — Asset management 2025-05-19 present
CITIC Futures International Company Limited
中信期貨國際有限公司
Rep Type 2 — Dealing in futures contracts 2023-01-13 present
CITIC CFI Securities Company Limited
中信信期國際證券有限公司
RO Type 1 — Dealing in securities 2022-11-03 present
CITIC CFI Securities Company Limited
中信信期國際證券有限公司
RO Type 4 — Advising on securities 2022-11-03 present
CITIC CFI Securities Company Limited
中信信期國際證券有限公司
Rep Type 1 — Dealing in securities 2022-05-27 2022-11-03
CITIC CFI Securities Company Limited
中信信期國際證券有限公司
Rep Type 4 — Advising on securities 2022-05-27 2022-11-03
AJ Futures Limited
安捷期貨有限公司
RO Type 2 — Dealing in futures contracts 2020-03-27 2022-04-30
AJ Futures Limited
安捷期貨有限公司
Rep Type 2 — Dealing in futures contracts 2019-08-12 2020-03-27
AJ Asset Management Limited
安捷資產管理有限公司
Rep Type 9 — Asset management 2018-10-29 2022-04-30
AJ SECURITIES LIMITED
安捷證券有限公司
Rep Type 1 — Dealing in securities 2017-12-18 2022-04-30
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2013-11-28 2017-11-29
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-11-28 2017-11-29
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2012-07-13 2013-06-22

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