Norman Tsun Man Chan
陳俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Tsun Man Chan (陳俊文), a licensed Responsible Officer with CE reference ABW233. Currently licensed at 1 firm(s): Legend Arb Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2025-11-17 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-11-17 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 — Asset management | 2025-11-17 | present |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-07 | 2020-06-12 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2018-11-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-28 | 2018-04-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2011-11-28 | 2018-04-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2011-11-28 | 2018-04-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2011-11-28 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-06 | 2011-11-28 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2011-10-06 | 2011-11-28 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-08-13 | 2011-09-01 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 — Asset management | 2009-08-13 | 2011-09-01 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-06-12 | 2009-08-07 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2007-06-12 | 2009-08-07 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 — Advising on securities | 2004-01-20 | 2007-05-04 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 9 — Asset management | 2004-01-20 | 2007-05-04 |