Legend Arb Advisors Limited

利臻投資顧問有限公司

CE No. BJN942 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Legend Arb Advisors Limited (利臻投資顧問有限公司), a Hong Kong-based licensed corporation with CE reference BJN942. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 18). Earliest licence on file: 2017-08-29.

More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

Suite 1202, 12/F, Five Pacific Place, 28 Hennessy Road, Wan Chai

Licence history

Activity	From	To
Type 4 — Advising on securities	2019-07-19	present
Type 5 — Advising on futures contracts	2019-07-19	present
Type 9 — Asset management	2017-08-29	present

Licensed staff (all-time) (18)
Active on date

4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Norman Tsun Man Chan 陳俊文	RO 4, 5, 9	2025-11	Present
Tjoeti Foet Sen Chan 陳慧斯	RO 4, 5, 9	2017-08	2025-06
Yuna Li 李宇娜	RO 4, 5, 9 Rep 4, 5, 9	2017-08	2024-06
Pedro Filipe Meira de Morais	RO 4, 5, 9 Rep 4, 5, 9	2018-04	Present
Ruichao Shi 施瑞超	RO 4, 5, 9 Rep 4, 5, 9	2018-09	2026-01
Ka Hung (SFC:ATL821) Chan 陳家鴻	Rep 4, 5, 9	2020-06	2021-12
Ka Yue Kenneth Chau 周家裕	Rep 9	2019-10	2020-07
Ying (SFC:BND754) Chen 陳瑛	Rep 4, 5, 9	2021-04	2021-10
Chih Hsiung Vincent Cheng 鄭智雄	Rep 9	2022-02	2022-10
Jiaxin (SFC:BSF852) Liu 劉鎵欣	Rep 4, 5, 9	2022-04	2025-06
Kai Fung Ngai 魏介鋒	Rep 4, 5, 9	2025-05	2026-01
Shubhojoy Sinha	Rep 4, 5, 9	2024-01	2024-10
Zhouting Su 蘇洲亭	Rep 4, 5, 9	2024-02	2024-11
Huiquan Wang 王薈全	Rep 4, 5, 9	2024-05	2024-08
Cheuk San Wong 黃焯燊	Rep 9	2018-10	2022-03
Ching Tung Wong 黃靖彤	Rep 4, 5, 9	2024-05	2025-01
Chun Yeung (SFC:AXN296) Wong 王俊揚	Rep 4, 5, 9	2024-01	2024-06
Yuanyuan Xie 謝园园	Rep 4, 5, 9	2022-09	Present