Pedro Filipe Meira de Morais

CE No. BKN447 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pedro Filipe Meira de Morais, a licensed Responsible Officer with CE reference BKN447. Currently licensed at 1 firm(s): Legend Arb Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 4 — Advising on securities 2025-06-20 present
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 5 — Advising on futures contracts 2025-06-20 present
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 9 — Asset management 2025-06-20 present
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 4 — Advising on securities 2025-01-28 2025-06-20
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 5 — Advising on futures contracts 2025-01-28 2025-06-20
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 9 — Asset management 2025-01-28 2025-06-20
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 4 — Advising on securities 2020-09-09 2025-01-28
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 5 — Advising on futures contracts 2020-09-09 2025-01-28
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 9 — Asset management 2020-09-09 2025-01-28
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 4 — Advising on securities 2019-10-03 2020-09-09
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 5 — Advising on futures contracts 2019-10-03 2020-09-09
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 9 — Asset management 2018-04-24 2020-09-09

Related